Form: POS EX

Post-effective amendment filed solely to add exhibits to a registration statement

January 29, 2015

As filed with the Securities and Exchange Commission on January 29, 2015

Registration No. 333-194135

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



 

POST-EFFECTIVE AMENDMENT NO. 5 TO
FORM S-11
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
OF SECURITIES OF CERTAIN REAL ESTATE COMPANIES



 

American Realty Capital New York City REIT, Inc.

(Exact Name of Registrant as Specified in Its Governing Instruments)



 

405 Park Avenue
New York, New York 10022
(212) 415-6500

(Address, Including Zip Code, and Telephone Number,
Including Area Code, of Registrant’s Principal Executive Offices)



 

Michael A. Happel
405 Park Avenue
New York, New York 10022
(212) 415-6500

(Name, Address, Including Zip Code, and Telephone Number,
Including Area Code, of Agent for Service)



 

With Copies to:

   
Peter M. Fass, Esq.
Proskauer Rose LLP
Eleven Times Square
New York, New York 10036-8299
Tel: (212) 969-3000
Fax: (212) 969-2900
  Michael J. Choate, Esq.
Proskauer Rose LLP
Three First National Plaza
70 West Madison, Suite 3800
Chicago, IL 60602-4342
Tel: (312) 962-3567
Fax: (312-962-3551
  James A. Tanaka, Esq.
General Counsel
RCS Capital
405 Park Avenue
New York, NY 10022
Tel: (212) 415-6500


 

Approximate Date of Commencement of Proposed Sale to the Public: As soon as practicable after the effective date of this Registration Statement.

If any of the Securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 of the Securities Act of 1933, check the following box. x

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. x

If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. o

Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

     
Large Accelerated filer o   Accelerated filer o   Non-accelerated filer x   Smaller reporting company o
          (Do not check if a smaller reporting company)
 

 


 
 

EXPLANATORY NOTE

This Post-Effective Amendment No. 5 (“Amendment No. 5”) to the Registration Statement on Form S-11 of American Realty Capital New York City REIT, Inc. (the “Registration Statement”) is being filed solely to add certain exhibits not previously filed with respect to the Registration Statement. No other changes have been made to the Registration Statement. Accordingly, this Amendment No. 5 consists solely of the facing page, this explanatory note and Part II (which includes the Exhibit Index).

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PART II. INFORMATION NOT REQUIRED IN PROSPECTUS

Item 36. Financial Statements and Exhibits

(b) Exhibits:

 
Exhibit No.   Description
16.1(1)   Letter from Grant Thornton LLP to the Securities and Exchange Commission dated
January 28, 2015

(1) Filed herewith.

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SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing this Post-Effective Amendment No. 5 to the registrant’s registration statement on Form S-11 and has duly caused such amendment to be signed on its behalf by the undersigned, thereunto duly authorized, in New York, the State of New York, on January 29, 2015.

American Realty Capital New York City REIT, Inc.

By: /s/ Michael A. Happel

Michael A. Happel
Chief Executive Officer, President and Secretary

Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 5 to the registrant’s Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

   
NAME   CAPACITY   DATE
/s/ Michael A. Happel

Michael A. Happel
  Chief Executive Officer, President and Secretary (principal executive officer)   January 29, 2015
/s/ William M. Kahane

William M. Kahane
  Executive Chairman of the Board of Directors   January 29, 2015
/s/ Gregory W. Sullivan

Gregory W. Sullivan
  Chief Financial Officer, Chief Operating Officer and Treasurer (principal financial officer and principal accounting officer)   January 29, 2015
*

Elizabeth K. Tuppeny
  Lead Independent Director   January 29, 2015
*

Robert T. Cassato
  Independent Director   January 29, 2015
/s/ Michael A. Happel

Michael A. Happel Attorney-in-Fact
         

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EXHIBIT INDEX

The following exhibits are included, or incorporated by reference, in this registration statement on Form S-11 (and are numbered in accordance with Item 601 of Regulation S-K).

 
Exhibit No.   Description
16.1(1)   Letter from Grant Thornton LLP to the Securities and Exchange Commission dated January 28, 2015

(1) Filed herewith.

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